Security Campaign Builder - 6 - SEC Form
Once you have selected a company to utilize for an investment campaign, you can either import a regulatory form from a previous filing or create a new one in the Filing tab of the campaign builder. Each investment campaign requires a regulatory filing at some point in the process. Once a form is either imported or created, it can be linked to the campaign and additional forms can be linked to it for amendments and updates. Some fields will be pre-populated from information already provided in the campaign creation process.
You may have one or more options available at this step depending on your answers earlier in the campaign creation process. You can learn more about the different regulations and what you can do with them here.
Once you’ve determined which form your campaign will require, you can either import a Form you’ve created elsewhere, or click “Create new Form [X]” from the Select Form tab and continue to fill out a new Form. The campaign filing creation wizard will walk you through the required fields for the Form. The wizard duplicates the same fields in a format that can be filed through the Umergence platform to the SEC’s EDGAR filing system.