What is Regulation D?


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Regulation D is another exemption from public registration of securities. Regulation D offerings are typically available only to accredited investors. Because these offerings are not available to non-accredited investors, they do not need to be qualified by the SEC before they can be sold. There are minimal reporting requirements and filing requirements for these offerings. Umergence focuses on Rule 506(c ) and Rule 506(b) Regulation D offerings. More detail about Regulation D offerings and how they compare to other exemptions can be found HERE.